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About

Why Choose Us

Magnus Financial Group LLC is an independent investment management firm. We provide customized wealth management and financial planning services for clients in all phases of their lives. For over fifteen years, our advisors have put client needs first and have helped them achieve long-term financial success and security.

The Magnus approach to wealth management has been built around the need to develop a clearly defined strategy to help a spectrum of clients with varying financial goals. We utilize both quantitative and qualitative research to help evaluate our clients’ holdings and define an asset allocation structured to their risk tolerance and goals. This tailored approach centers around optimizing investment outcomes and designing insurance portfolios to provide protection should life circumstances unexpectedly change.

Our approach emphasizes:

  • modern technology which provides transparency and real-time access
  • personalized service focused on our clients
  • executing on a plan with the goal of providing long-term financial security
  • Systematically revisiting the plan to review, reassess and recalibrate

Each client’s needs are different. Magnus provides investment advisory services tailored to the client’s unique circumstances. Magnus advisors consult with clients on an initial and ongoing basis to assess their specific risk tolerances, time horizon, liquidity constraints and other factors relevant to the management of their asset portfolios.

If clients’ financial situations change, or if their investment objectives and/or risk tolerances change, clients are advised to promptly notify Magnus.

The Process

Our process starts with meeting with you, the client, to learn about your personal circumstances. We then prepare a recommended financial plan with the help of our “Investment Team” and prepare a presentation and implementation strategy for client approval. Finally, once the strategy is agreed upon, the plan is executed. Strong communication from the initial meeting phase and beyond is a key to long-term success. We will meet at throughout the year to ensure plan transparency and to provide ample time to modify the plan as circumstances change.
The process not only focuses on collecting information and identifying goals, we work diligently to optimize client portfolios, provide timely portfolio rebalancing and tax loss harvesting while providing clients with the ability to monitor performance through mobile technology.

INVESTMENT TEAM

Magnus’ Investment team is divided into operations, research and trading and represents another integral component of our operations platform. Our Investment Team provides ongoing portfolio monitoring and conducts market research and analysis for our investment clients. Our wealth management advisors work closely with Investment Team personnel. They serve as a devoted and specialized team to help Magnus advisors make timely and informed investment decisions which contributes to our comprehensive planning process. It helps to ensure that client investments properly align with personal goals and needs are accurately reflected and projected throughout their financial plan.

Among other things, our Investment Team:

  • actively monitors client investment holdings
  • applies a disciplined rebalancing approach to realign with an underlying investment policy statement
  • optimizes and maintains the best asset allocation mix to achieve the desired return objectives given the client risk tolerance
  • audits fees and performance of our fund managers
  • optimizes and maintains the best asset allocation mix to achieve the desired return objectives given client risk tolerance; and
  • conducts annual customized tax-loss harvesting for the purpose of minimizing tax consequences.

RISK MANAGEMENT

We evaluate risk management strategies, and as needed, recommend necessary solutions for life, disability, and long term care. We have access to world-class risk management products to serve both business enterprises and high net worth individuals and families.

Let's Get Acquainted

We offer a complimentary "Get Acquainted" meeting to describe our services, and to see if our services are right for you.
Get In Touch

Contact

  • Phone:
    800-339-1367
  • E-Mail:
    This email address is being protected from spambots. You need JavaScript enabled to view it.

Clients

Securities offered through Charles Schwab & Co., Inc. Member FINRA/SIPC.
Copyright © 2020 Magnus Financial Group | Powered by AdvisorFlex

90 Park Avenue, Suite 1800, New York, NY 10016 | Phone: 800-339-1367 | Email: This email address is being protected from spambots. You need JavaScript enabled to view it.

Active clients will receive account statements directly from their qualified custodian at least quarterly. Statements should detail all transactions during the period. If you have any questions or are not receiving account statements at least quarterly, please contact us. If at any time you experience any changes in your investment objectives or risk tolerance, please contact us to determine if changes to your investment elections are necessary.

This website is provided by Magnus Financial Group LLC (“Magnus” or the “Firm”) for informational purposes only. Investing involves the risk of loss and investors should be prepared to bear potential losses. Past performance may not be indicative of future results and may be impacted by events and economic conditions that will not prevail in the future. No portion of this commentary is to be construed as a solicitation to buy or sell a security or the provision of personalized investment, tax or legal advice. Certain information contained herein this is derived from sources that Magnus believes to be reliable; however, the Firm does not guarantee the accuracy or timeliness of such information and assumes no liability for any resulting damages.

Magnus is an SEC registered investment adviser that maintains a principal place of business in New York. The Firm may only transact in those states which our notice is filed or qualifies for a corresponding exemption from such requirements. View Magnus Privacy Notice for more details. For information about Magnus’s registration status and business operations, please consult the Firm’s Form ADV disclosure documents, the most recent versions of which are available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov

Michael S. Schwartz is primarily licensed in New York and may be licensed in other states. AR License # 444300, CA License # 0H02771

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™ and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements

Regarding client privacy, please view the following Magnus Privacy Notice