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David Harrison, Esq.

General Counsel & Chief Compliance Officer

David has been instrumental in addressing and overseeing various management level matters, including those pertaining to legal, compliance, operations, HR, IT, business development and marketing. Prior to joining the company, he began his career as a corporate and securities attorney with both Dewey & LeBoeuf LLP and Huber Lawrence & Abell. He then became a chief compliance officer and served as an executive with certain publicly-traded companies, including Fifth Street Asset Management, Fifth Street Finance Corp. and Fifth Street Senior Floating Rate Corp.

David grew up in upstate New York's Capital District. He graduated from Brandeis University with a Bachelors of Arts (summa cum laude, Phi Beta Kappa). While there, he balanced his time between academics and athletics, serving as captain of the varsity golf team and secretary of Phi Kappa Psi fraternity. He then attended Boston University School of Law where he earned his Juris Doctor degree. David resides in Westchester with his wife and sons.

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